Securities Arbitration

In an increasingly financialized economy, disputes between broker-dealers in securities and their customers are more and more prevalent. From its offices in Totowa and Rockefeller Center, close to the nerve center of Wall Street, Foster & Mazzie LLC represents parties on both sides of securities disputes in arbitration.

Our small size enables us to give your case more concentrated attention, with greater cost-effectiveness, than our large competitors. Our extensive experience representing public entities and litigating public issues has familiarized us to the workings of government agencies such as the National Association of Securities Dealers (NASD).

We Can Help You Whether You Are An Investor Or A Broker

These days, almost all claims by or against broker-dealers are controlled by arbitration agreements in the contract with the investor. Thus, securities disputes require an attorney with extensive experience in hearings before the NASD.

The securities arbitration lawyers of Foster & Mazzie LLC have the experience you need on your side. We have represented investors in a full range of claims against broker-dealers, including:

  • Inappropriate investment
  • Misappropriation
  • Churning
  • Investments that are too risky for the client

In addition to representing investors against broker-dealers, we have been counsel to broker-dealers in enforcement and disciplinary proceedings before the NASD and the Securities and Exchange Commission.

Foster & Mazzie LLC — New Jersey And New York Securities Arbitration Attorneys

If you are an investor who has suffered a loss because of the misconduct of a broker or if you are a broker facing enforcement or disciplinary proceedings, contact the experienced securities arbitration lawyers of Foster & Mazzie LLC online or call 973-200-8619 to set up an initial consultation.